Whether you have experience in the securities industry, or you are just starting to build your investment advisory business, you undoubtedly have questions about how to become a registered investment advisor. The process of setting-up and registering a new investment advisor firm can seem like an overwhelming and daunting task for many. Let us answer your questions about how to become a registered investment advisor and guide you through the investment advisor registration process.

RIA Compliance Firm, LLC (RIACF) has developed a turn-key investment adviser registration process to assist you with setting-up your investment adviser firm so that you can focus your time and energy on the other aspects of starting your new business such as business development and client management. By accessing our web-site, you are taking the first step in determining whether you will use an investment adviser registration service provider or attempt to complete the investment adviser registration process on your own. We will try and help make that decision a little easier for you