RIACF’s Compliance Enterprise Dashboard is a state of the art, “best in class” compliance software solution that offers RIAs with immediate total visibility into their entire compliance program status in a dashboard manner, the most comprehensive regulatory compliance management software available, and the ability to assist our clients with being SEC exam ready at all times. This extremely flexible solution streamlines management of daily compliance activities and automates archiving of testing, procedures, evidence, findings, exceptions and resolutions to produce audit-ready output on demand. The system is modular and offers the ability for compliance team members and employees to view only those modules currently in use and only those to which management wishes them to have access.
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